-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GJgZEZc+etSoZ//ASyTWDKWPf0k2DeLzgfX6aVymGkhp9DbMiH0sEmS1Qx8mp4KX vg9JkB0aFeIK1KZErLzt0w== 0000891554-01-500688.txt : 20010214 0000891554-01-500688.hdr.sgml : 20010214 ACCESSION NUMBER: 0000891554-01-500688 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 GROUP MEMBERS: LEADVILLE MINING & MILLING CORP GROUP MEMBERS: ROGER A. NEWELL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEADVILLE MINING & MILLING CORP CENTRAL INDEX KEY: 0000726845 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 331805030 STATE OF INCORPORATION: NV FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-60655 FILM NUMBER: 1537141 BUSINESS ADDRESS: STREET 1: 76 BEAVER ST STREET 2: SUITE 500 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2123442785 MAIL ADDRESS: STREET 1: 76 BEAVER STREET STREET 2: SUITE 500 CITY: NEW YORK STATE: NY ZIP: 10005 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEADVILLE MINING & MILLING CORP CENTRAL INDEX KEY: 0000726845 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 331805030 STATE OF INCORPORATION: NV FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 76 BEAVER ST STREET 2: SUITE 500 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2123442785 MAIL ADDRESS: STREET 1: 76 BEAVER STREET STREET 2: SUITE 500 CITY: NEW YORK STATE: NY ZIP: 10005 SC 13G 1 d24738_sc13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* LEADVILLE MINING & MILLING CORP. (Name of Issuer) Common Stock (Title of Class of Securities) 521738 20 3 (CUSIP Number) Calendar year end: December 31, 2000 (Date of Event Which Requires Filing of this Statement) - ---------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 521738 20 3 13G ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS S. S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Roger A. Newell ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 800,000 _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 0 _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 0 _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH 0 ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 800,000 ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* NO ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3% ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! 2 CUSIP No. 521738 20 3 13G ________________________________________________________________________________ Item 1(a). Name of Issuer: Leadville Mining & Milling Corp. ________________________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: 76 Beaver Street, New York, New York 10005 ________________________________________________________________________________ Item 2(a). Name of Person Filing: Roger A. Newell ________________________________________________________________________________ Item 2(b). Address of Principal Business Office, or if None, Residence: 76 Beaver Street, New York, New York 10005 ________________________________________________________________________________ Item 2(c). Citizenship: United States ________________________________________________________________________________ Item 2(d). Title of Class of Securities: Common Stock ________________________________________________________________________________ Item 2(e). CUSIP Number: 521738 20 3 ________________________________________________________________________________ If this statement is filed pursuant to rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: [_] Broker or dealer registered under Section 15 of the Act. [_] Bank as defined in Section 3(a)(6) of the Act. [_] Insurance company as defined in Section 3(a)(19) of the Act. [_] Investment company registered under Section 8 of the Investment Company Act. [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; 3 CUSIP No. 521738 20 3 [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 800,000. This amount includes -0- shares held by Mr. _____ Wife and 800,000 are issuable upon exercise of options and/or warrants. (b) Percent of class: 3% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 800,000 (ii) Shared power to vote or to direct the vote -0- (iii) Sole power to dispose or to direct the disposition of 800,000 (iv) Shared power to dispose or to direct the disposition of -0- ________________________________________________________________________________ Item 5. Ownership of Five Percent or Less of a Class. Not Applicable. ________________________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable. ________________________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. 4 CUSIP No. 521738 20 3 Item 8. Identification and Classification of Members of the Group. Not Applicable. ________________________________________________________________________________ Item 9. Notice of Dissolution of Group. Not Applicable. ________________________________________________________________________________ Item 10. Certifications. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2001 /s/ Roger A. Newell - --------------------------------------------- Signature Roger A. Newell, V.P. - Development, Director - --------------------------------------------- (Name/Title) 5 -----END PRIVACY-ENHANCED MESSAGE-----